Trade Execution
  • Introduction to the Securities Trade Lifecycle
  • Introduction to Trades and Execution
  • Order Execution and Allocations
Trade Capture
  • Types of Information to Capture
  • Captures in Trading and Operations Systems
Trade Enrichment
  • Introduction to Trade Enrichment
  • Types of Information Enriched by Settlement System
Trade Confirmation
  • Trade Confirmation Defined
  • Types of Information Stored & ETC's
  • OASYS, Discrepancies and Risk
Trade Settlement
  • Introduction to Settlement Instructions
  • Settlement Deadlines, Methods & Parties Responsible
  • Pre-Settlement Statuses
  • Matched & Unmatched Statuses
  • Introduction to Failed Settlements
  • Markets, Causes & Preventing Failed Settlements
  • Partial Settlement & Forcing Settlement
  • Forms & Procedures for Trade Settlements
  • Reflecting Settlement
Reconciliation
  • Purpose & Types of Reconciliation
  • Example & Importance of Reconciliation
  • Methods, Advantages & Risks of Reconciliation